Solutions that make your life easier.

Creating regulatory compliance solutions for EDGAR, FERC, and municipal filers.


GoFiler
Meet GoFiler

Streamline financial reporting to the SEC’s EDGAR system with compliance software that fits your organization. GoFiler is the most advanced, flexible, and cost-effective software on the market that can satisfy your compliance needs.

XBRLworks
Compliance for Utilities

Introducing XBRLworks, our cloud solution for transmitting periodic reports to the FERC eForms system. This easy-to-use tool offers simple compliance in a secure, collaborative environment at a fraction of the cost.

About the FDTA
The Financial Data Transparency Act

Changes are coming for governments and governmental entities with the passage of the FDTA. Continuing disclosures, including ACFR reporting, will be moving to a new open data standard. Learn more about what this could mean for you.

 


 

SEC Issues 2025 Order Execution Summary (OES) Data Report

 

On September 29th, the SEC adopted amendments to Rule 605 of the Securities Exchange Act, which requires disclosures for order executions in national market system (NMS) stocks. Under the rulemaking, Rule 605(a)(2) requires that every market center, broker, or dealer subject to Rule 605 reporting requirements produce a summary execution quality report. For more information, please see the Disclosure of Order Execution Information final rule. Per the amendments, Rule 605 requires reporting entities to provide the summary execution quality report on a website that is free and available to the public using the current versions of the CSV schema and the associated PDF renderer as published on the SEC’s website.

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Posted: October 3, 2025 12:00 pm by LeAnn Dey in SEC

SEC Adopts Generic Listing Standards for Commodity-Based Trust Shares

October 3, 2025 10:00 am – SEC approved rule changes by three national securities exchanges to adopt generic listing standards for exchange-traded products that hold spot commodities, such as digital assets [...]

New SEC Filing Fee Rate Table Ready for Download

October 1, 2025 1:30 pm – Fee rates for most securities transactions will be set at $138.10 per million dollars pursuant to the Order Making Fiscal Year 2026 Annual Adjustments to Registration Fee Rates. [...]

SEC, CFTC Extend Form PF Compliance Date

September 30, 2025 1:30 pm – The SEC and the US Commodity Futures Trading Commission voted to extend the date for investment advisers to comply with the February 2024 amendments to Form PF [...]