Tuesday, July 06. 2021

US and UK Regulatory Authorities Meet to Discuss Central Counterparty Resolution

On June 25, 2021, top officials from the SEC, the Commodity Futures Trading Commission (CFTC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), and the Bank of England assembled remotely to share points of view related to the concept of central counterparty (CCP) resolution. This cross-agency body of senior-level officials, which has been meeting regularly since 2017, also gathers to assess the progress of an ongoing program of joint endeavors among the agencies. Continue reading "US and UK Regulatory Authorities Meet to..." »
Posted by
The Novaworks Team
in SEC at 09:22

Friday, July 02. 2021

SEC Closed Monday, July 5

The SEC will be closed Monday, July 5 in observance of Independence Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of July 5 will be due the following business day. {expires: 2021-07-06} Continue reading "SEC Closed Monday, July 5" »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News at 10:28

SEC Issues XBRL Taxonomy Update

Following its upgrade to Release 21.2, the EDGAR system began supporting the 2021 International Financial Reporting Standards (IFRS) Taxonomy. The 2021 IFRS Taxonomy is consistent with that of the International Accounting Standards Board which was made available on the its website on March 24, 2021. Continue reading "SEC Issues XBRL Taxonomy Update" »
Posted by
The Novaworks Team
in EDGAR News, IFRS Taxonomy, SEC Filing Help, US GAAP Taxonomy at 10:16

SEC to Hold Remote Meeting of the Asset Management Advisory Committee

The SEC is hosting a virtual meeting of the Asset Management Advisory Committee (AMAC) that will take place on Wednesday, July 7, 2021. The event will begin at 11:00 a.m. ET and will be presented live via webcast for public viewing on sec.gov. {expires: 2021-07-08} Continue reading "SEC to Hold Remote Meeting of the Asset..." »
Posted by
The Novaworks Team
in Events, Investment Management, SEC at 10:00

Tuesday, June 29. 2021

SEC Launches Public Service Campaign Encouraging Consistent Investing

The SEC’s Office of Investor Education and Advocacy (OIEA) introduced a new public service campaign on June 23, 2021 as an outreach effort featuring two short videos that aim to educate investors, notably the underserved, on the benefits of investing. With the objective of ensuring investors have access to accurate, useful information, the SEC is also promoting the free financial planning tools and information available on the SEC’s online investor resource, investor.gov. The SEC intends to reach the greatest number and variety of people as possible through these web resources. Continue reading "SEC Launches Public Service Campaign..." »
Posted by
Margaret Gardner
in Investor Education, SEC at 09:29

Monday, June 28. 2021

SEC Regional Office, Other Agencies Collaborate to Hold Virtual Investment and Consumer Fraud Webinar

The SEC’s Atlanta Regional Office (ARO), Operation HOPE, the Federal Trade Commission, and the Georgia Secretary of State Securities and Charities Division have partnered to host a virtual outreach event focusing on recognizing and avoiding investment and consumer fraud. The event will take place on June 29, 2021, at 11:00 a.m. ET. {expires: 2021-06-30} Continue reading "SEC Regional Office, Other Agencies Collaborate..." »
Posted by
The Novaworks Team
in Events, Investor Education, SEC at 14:45

Friday, June 25. 2021

SEC Adjusts Filing Dates in Accordance with Juneteenth Holiday

In observance of the Juneteenth National Independence Day, and in treating that day as a federal holiday for filing purposes, the SEC has adjusted the dates of some filings submitted last week. The EDGAR system was closed on Friday, June 18, 2021 and resumed normal operations on Monday, June 21, 2021. Continue reading "SEC Adjusts Filing Dates in Accordance with..." »
Posted by
The Novaworks Team
in EDGAR News, SEC Filing Help at 14:55

SEC Announces Adoption of the Passphrase Update Amendment

On June 22, 2021, the SEC announced amendments to Volume I of the EDGAR Filer Manual pertaining to Section 4.b and the Manual Passphrase Update Request. These updates require filers who have misplaced their passphrase to provide certain supporting documentation indicating the connection between the individual(s) requesting access and the existing EDGAR account. They must also provide documentation indicating how the individual(s) requesting access connects to the individual(s) acting on that individual’s behalf. Continue reading "SEC Announces Adoption of the Passphrase Update..." »
Posted by
The Novaworks Team
in EDGAR News, SEC Filing Help at 14:48

Thursday, June 24. 2021

SEC Introduces Pilot Phase to Implement Final Rule Aimed at Investment Company Filers

On June 22, 2021, the SEC announced that the anticipated September 2021 update to the EDGAR system will introduce a pilot phase for filing Form 24F-2. The SEC recently adopted the requirement that filings on Form 24F-2 be submitted in a structured format, as stated in the Securities Offering Reform for Closed-End Investment Companies release. Continue reading "SEC Introduces Pilot Phase to Implement Final..." »
Posted by
The Novaworks Team
in EDGAR News, SEC Filing Help, XBRL at 11:40

Wednesday, June 23. 2021

Novaworks to Host Free Webinars on Using GoFiler for Inline XBRL

The compliance date for submitting filings using inline XBRL is fast approaching with filings due in August of this year for all non-accelerated and smaller reporting companies. To help this transition, Novaworks is presenting a free, three-part webinar series to help filers learn how to prepare inline XBRL using our patented XDX technology.

Continue reading "Novaworks to Host Free Webinars on Using..." »
Posted by
The Novaworks Team
in Events, Filing Technology, SEC Filing Help at 15:12

Tuesday, June 22. 2021

XBRL US to Host Virtual Data Quality Committee Meeting

XBRL US’ Data Quality Committee (DQC) will host a one-hour web conference for industry leaders to engage in discussions and plans to establish rules and guidance for public corporations complying with the SEC’s XBRL requirements. The webinar will take place on Tuesday, June 29, 2021 and will begin at 12:00 p.m. (ET). The event is free and open to the public but registration is required. {expires: 2021-06-30} Continue reading "XBRL US to Host Virtual Data Quality Committee..." »
Posted by
The Novaworks Team
in Data Quality Committee at 09:40

Monday, June 21. 2021

New Release (5.9a) for the GoFiler Family of Products

Version 5.9a of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 21.2 and contains changes to Forms S-1, S-3, F-1, F-3 and their amendments, as well as changes to Form N-CEN and support for the IFRS 2021 taxonomy. It also contains numerous improvements to XDX View and inline XBRL.

Continue reading "New Release (5.9a) for the GoFiler Family of..." »
Posted by
The Novaworks Team
in GoFiler Updates, Novaworks News at 17:47

SEC Releases EDGAR 21.2

On June 21, 2021, EDGAR Release 21.2 was released by the Securities and Exchange Commission. This release included changes to Forms S-1, S-3, F-1 and F-3 to allow issuers of Exchange Traded Vehicle Securities to register an indeterminate number of securities and pay thefee for those securities on an annual basis. Changes were also made to Item C.7 and Part F on Form N-CEN and to add the IFRS 2021 Taxonomy.


Continue reading "SEC Releases EDGAR 21.2" »
Posted by
The Novaworks Team
in EDGAR News at 17:16

SEC, NASAA, and FINRA Announce Free Training Resources to Assist Firms with Protecting Seniors from Financial Exploitation

On June 15, 2021, in recognition of World Elder Abuse Awareness Day, the SEC announced its collaboration with regulatory counterparts, the North American Securities Administrators Association (NASAA) and the Financial Industry Regulatory Authority (FINRA), to develop a free, online training program focused on protecting senior investors. The resource, entitled “Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors”, fulfills implementation requirements pursuant to the Senior Safe Act of 2018.
Continue reading "SEC, NASAA, and FINRA Announce Free Training..." »
Posted by
The Novaworks Team
in Investor Education, SEC at 14:59

Thursday, June 17. 2021

EDGAR System Closed Friday, June 18

The EDGAR System will be closed Friday, June 18 in observance of National Independence Day. The system will not receive, process or accept filings on this day. Filings with a due date of June 18 will be due the following business day. {expires: 2021-06-21} Continue reading "EDGAR System Closed Friday, June 18" »
Posted by
The Novaworks Team
in EDGAR News at 18:23
« previous page   (Page 50 of 100, totaling 1494 entries) next page »