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Wednesday, January 21. 2026

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, January 22, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2026-01-23} Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 14:15

Tuesday, January 20. 2026

SEC to Host Compliance Outreach on Regulation S-P

The SEC’s Divisions of Examinations, Investment Management, and Trading and Markets will hold the final of three compliance outreach events that discuss the 2024 adoption of amendments to Regulation S-P. The last of these events is geared toward each registrant type and has been scheduled according to compliance deadlines published in the Regulation S-P rule amendments. The webcast will take place on Thursday, January 22, 2026, from 11:00 a.m. to 12:30 p.m. Eastern. The event is open for the public to attend virtually on the SEC’s website. Though not required for remote attendance, prior registration is preferred. Continue reading "SEC to Host Compliance Outreach on Regulation S-P" »
Posted by
LeAnn Dey
in Events, Investment Management, SEC at 09:45

Thursday, January 15. 2026

SEC, MSRB, FINRA to Host Virtual Compliance Outreach

The SEC, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) jointly will host a compliance outreach program for municipal market advisors and dealers. The workshop is free and open for the public to attend, but registration is required. The two-day remote event will take place on Wednesday, January 21 and Thursday, January 22, from 12 p.m. to 5 p.m. each day. Following the event, a recording of the program also will be archived on the SEC's webpage. Continue reading "SEC, MSRB, FINRA to Host Virtual Compliance..." »
Posted by
LeAnn Dey
in Events, MSRB, MSRB Filing Help, SEC, SEC Filing Help at 16:45

Wednesday, December 17. 2025

XBRL US Presents Webinar: Enhancing the XBRL Technical Specification

XBRL US will host a webinar for XBRL US Members and government employees to discuss the OIM Technical Specification that currently is in development. The one-hour event takes place Wednesday, December 17, 2025, at 3 p.m. Eastern. Continue reading "XBRL US Presents Webinar: Enhancing the XBRL..." »
Posted by
LeAnn Dey
in Events, XBRL at 11:15

Tuesday, December 16. 2025

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, December 18, 2025, beginning at 10:00 a.m. ET. The staff will be addressing topics and matters including the following categories: administrative, electric, gas, hydro, and certificates. {expires: 2025-12-08} Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 09:30

Thursday, December 11. 2025

SEC to Discuss Rule 611 of Regulation NMS

The SEC will hold a roundtable to discuss Rule 611 of Regulation NMS and other related rules and regulatory requirements. The roundtable will take place on Tuesday, December 16, 2025, beginning at 10:00 a.m. Eastern. The event is free, open to the public, and registration is required only for those attending in person. Continue reading " SEC to Discuss Rule 611 of Regulation NMS" »
Posted by
LeAnn Dey
in Events, SEC, SEC Filing Help at 12:15

Monday, October 13. 2025

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 16, 2025, beginning at 10:00 a.m. ET. The staff will be addressing topics and matters including the following categories: administrative, electric, gas, hydro, and certificates. Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 11:45

Thursday, September 25. 2025

SEC, CFTC to Hold Joint Roundtable on Regulatory Harmonization Efforts

The Securities and Exchange Commission, in conjunction with the Commodity Futures Trading Commission (CFTC), will host a public roundtable to discuss regulatory harmonization efforts and to establish more sound and competitive US markets. The event is open to the public to attend via webcast on the SEC’s website, but registration is required. The roundtable takes place on Monday, September 29, 2025, from 1:00 p.m. to 5:30 p.m. ET. Continue reading "SEC, CFTC to Hold Joint Roundtable on..." »
Posted by
LeAnn Dey
in Events, SEC at 10:00

Friday, September 19. 2025

SEC Announces Series of Compliance Outreaches on Regulation S-P

The SEC's Divisions of Examinations, Investment Management, and Trading and Markets will hold a series of three compliance outreach events to discuss the 2024 adoption of amendments to Regulation S-P. The events will be geared toward each registrant type and scheduled according to compliance deadlines published in the Regulation S-P rule amendments. The first webcast will take place on Thursday, September 25, 2025, at 1:00 p.m. ET. The event is open for the public to attend via webcast on the SEC's website. Though not required for this event, prior registration is preferred. Continue reading " SEC Announces Series of Compliance Outreaches..." »
Posted by
LeAnn Dey
in Events, Investment Management, SEC at 11:00

Tuesday, September 16. 2025

SEC Staff to Host Roundtable on Trade-Through Prohibitions

The SEC's Division of Trading and Markets will present a roundtable to discuss trade-through prohibitions in the National Market System stock and listed options markets. The meeting is free and open for the public to attend via livestream on sec.gov. A recording of the discussion will be available following the event. The event takes place on Thursday, September 18, 2025, beginning at 9:15 a.m. ET. Continue reading " SEC Staff to Host Roundtable on Trade-Through..." »
Posted by
LeAnn Dey
in Events, SEC at 10:00

Monday, September 15. 2025

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on the FERC website on Thursday, September 18, 2025, beginning at 10:00 a.m. ET. The meeting is open for the public to attend. The staff will be addressing topics and matters related to the following categories: administrative, electric, and hydro. Continue reading " FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 13:30

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC's Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 18, 2025, beginning at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. Continue reading " SEC Staff to Hold Investor Advisory Committee..." »
Posted by
LeAnn Dey
in Events, SEC at 10:00

Friday, September 12. 2025

SEC Staff to Hold Open Meeting

The SEC’s Divisions of Investment Management and Corporation Finance will hold an open meeting via webcast on sec.gov that will take place on Wednesday, September 17, 2025, at 10:00 a.m. ET. The meeting is open for the public to attend. Continue reading " SEC Staff to Hold Open Meeting" »
Posted by
LeAnn Dey
in Events, SEC at 11:00

Friday, August 15. 2025

SEC Staff to Host EDGAR Next Webinar

The SEC’s EDGAR Business Office (EBO) has announced that it will hold a webinar that will cover EDGAR Next enrollment and answer a number of frequently asked questions related to EDGAR Next. The event takes place on Tuesday, August 26, 2025, from 2:00 p.m. to 3:00 p.m. Eastern, and registration is required to attend. The webinar will be recorded and available to view on both the SEC’s YouTube channel and the SEC’s EDGAR Next page following the event. {expires: 2025-08-27} Continue reading "SEC Staff to Host EDGAR Next Webinar" »
Posted by
LeAnn Dey
in EDGAR News, Events, SEC at 17:40

Monday, July 28. 2025

Registration Still Open for XBRL US’ Virtual GovFin 2025 Conference

Be a part of GovFin 2025 this Wednesday, July 30, 2025 and Thursday, July 31, 2025! XBRL US, in conjunction with the University of Denver, will host a web conference via livestream to discuss how the Financial Data Transparency Act (FDTA) can facilitate the efficient rollout of digital reporting for municipal bond issuance and other disclosures with data submissions in a structured, machine-readable format. The event’s presentations will address how this will impact governments, municipal analysts and portfolio managers, data and analytics tool providers, and regulators. {expires: 2025-08-01} Continue reading "Registration Still Open for XBRL US’ Virtual..." »
Posted by
LeAnn Dey
in Events, FDTA, GRIP Taxonomy, MSRB, XBRL at 15:00
(Page 1 of 20, totaling 288 entries) next page »

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