On September 11th, the SEC issued the agenda for the September 16th meeting of the Asset Management Advisory Committee (AMAC). This committee was formed to provide the SEC with diverse perspectives on asset management as well related policy recommendations. The upcoming meeting will include a discussion of matters in the asset management industry, specifically issues concerning the ESG and Private Investments Subcommittees and improving diversity and inclusion. In addition, the meeting will feature a follow-up discussion on COVID-19 matters related to the May 27th AMAC meeting.
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Monday, September 14. 2020
SEC Releases Agenda for Upcoming Meeting of the Asset Management Advisory Committee
Thursday, September 10. 2020
SEC Plans Boost to Data Security for the CAT NMS Plan
Friday, September 04. 2020
SEC Closed September 7th in Observance of Labor Day
SEC Investor Advisory Committee to Hold Public Virtual Meeting September 24th
Thursday, September 03. 2020
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
Wednesday, September 02. 2020
SEC Modernizes Disclosures of Business, Legal Proceedings, and Risk Factors
Tuesday, September 01. 2020
SEC Updates the Accredited Investor Definition
Friday, August 28. 2020
First Fee Rate Advisory for Fiscal Year 2021
Wednesday, August 26. 2020
SEC Closely Observing Impact of Hurricane Laura on Capital Markets
SEC Issues New Ruling to Ensure Public Notice, Comment, and Approval Prior to Effectiveness of NMS Plan Fees
Tuesday, August 25. 2020
SEC Proposes New Rule to Aid in Its Administration of EDGAR
Monday, August 24. 2020
New Release (5.4b) for the GoFiler Family of Products
Monday, August 17. 2020
COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers
Thursday, August 13. 2020
SEC Provides Transparency to How Candidates Are Nominated to the Investor Advisory Committee
Wednesday, August 12. 2020
EDGAR Technical Updates
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