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Monday, February 27. 2023

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC has announced a virtual Investor Advisory Committee meeting that will take place on Thursday, March 2, 2023, at 10:00 a.m. ET. The public may attend this free event, which will be presented live via webcast at sec.gov. {expires: 2023-03-03}


The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. Panels will be presented on the following topics:

  • Examining the growth of private markets relative to the public markets
  • Oversight of investment advisers
  • Open-end fund liquidity risk management/swing pricing rule proposal
  • Recommendations regarding improving customer account statements to better serve investors

For more details, including the meeting notice and the full agenda, visit the event’s webpage on sec.gov.


Sources:

Sunshine Act Notice (sec.gov)

Agenda (sec.gov)

Posted by
LeAnn Dey
in Events, Investor Education, SEC at 12:54
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