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Wednesday, September 11. 2024

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold a meeting via webcast on sec.gov that will take place on Thursday, September 19, 2024 at 10:00 a.m. ET. Free and open for the public to attend, the meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. {expires: 2024-09-20}


Panels will be presented on the following topics:

  • investment advice, including a history of and an update on the entities required to serve an investor’s best interest
  • primary topics from securities litigation, including shareholder proposals and “tracing” in Section 11 litigation

Interested parties may submit inquiries and remarks through the Committee’s internet submission form or via email at rules-comments@sec.gov with “File No. 265-28” as the subject through September 18, 2024. For more details, visit the event’s webpage on the SEC’s website.


Source:

Investor Advisory Committee Meeting - Sunshine Act Notice (sec.gov)

Posted by
LeAnn Dey
in Events, Investor Education, SEC at 08:35
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