In December, the SEC proposed new rules that would allow registered investment companies, including mutual funds, and business development companies to engage in derivative transactions, provided such companies meet certain conditions. The increased growth and complexity of derivatives markets and the increased use of derivatives by certain funds has caused the SEC to review the current regulations for derivatives in the Investment Company Act.
Continue reading "SEC Proposes Rule to Modernize the Use of..." »Tuesday, January 12. 2016
SEC Proposes Rule to Modernize the Use of Derivatives by Funds
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