Friday, February 24. 2017

LDC #23: Using Advanced SGML Parsing On the 13H Broker-Dealer List

Way back in Legato Developers Corner #6, we used the WordParse function to pull apart simple strings, and parse through some simple HTML data. While WordParse is a great tool for doing simple things like that, what happens if you want to parse through an entire file, and extract information from it? To do that, you’ll need to use a more powerful SGML parser. This blog post is intended to be an introduction to our SGML parsing and support object using a real-world example.

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Posted by
Steven Horowitz
in Development at 18:06

Interim Final Rule: Exemptions for Security-based Swaps

The SEC is adopting amendments to the expiration dates in the interim final rules that provide exemptions for those security-based swaps that, prior to July 16th, 2011, were security-based swap agreements and defined as “securities” under the Securities Act and Exchange Act. This definition is due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform Act and the Consumer Protection Act. Under the new amendments, the expiration dates on the interim final rules will become February 11, 2018.

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Posted by
The Novaworks Team
in SEC at 11:05
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