Thursday, June 01. 2017

Form N-1A: New Changes Require Funds To Describe Fund Share Redemption Procedures

Filers must comply with the amendments to the registration form used by open-end funds (Form N-1A) that require funds to describe their procedures for redeeming fund shares starting today, June 1, 2017.

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Posted by
The Novaworks Team
in EDGAR News, SEC at 12:51

SEC Fee Rate Advisory #3 for 2017

Starting on July 4, 2017, the fee rates applicable to most securities transactions will be set at $23.10 per million dollars. Each SRO will continue to pay the SEC a rate of $21.80 per million for covered sales occurring on charge dates through July 3, 2017, and a rate of $23.10 per million for covered sales occurring on charge dates on or after July 4, 2017.

Continue reading "SEC Fee Rate Advisory #3 for 2017" »
Posted by
The Novaworks Team
in SEC at 11:25
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