Friday, March 27. 2020

SEC Adopts Temporary Final Rule to Address Form ID Notarization Challenges

The SEC and its staff recognize that the COVID-19 public health crisis has presented challenges for some entities and individuals who require initial access to file through the EDGAR system, particularly those applicants who have experienced trouble obtaining notarization of the authorized signature on the Form ID application. This notarization process is required by Rule 10(b) of Regulation S-T.
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Posted by
The Novaworks Team
in EDGAR News, SEC, SEC Filing Help at 14:46

SEC Provides Additional Temporary Regulatory Relief and Assistance to Market Participants Affected by COVID-19

On March 26th, the SEC announced it will provide additional temporary regulatory relief to market participants due to the impacts of Coronavirus Disease (COVID-19). These actions involve 1) parties needing to gain access to make filings on the EDGAR system, 2) certain company filing obligations under Regulation A and Regulation Crowdfunding, and 3) a filing requirement for municipal advisers.
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Posted by
The Novaworks Team
in SEC at 12:50
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