On July 16th, the SEC, the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) announced they will jointly host a virtual Compliance Outreach Program for Municipal Advisors. The webcast program will be held Thursday, August 13, 2020, from 1 pm to 3 pm ET.
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Wednesday, July 22. 2020
SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors
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