Topics from October, 2020
- SEC Revises Regulations for Derivatives Usage by Registered Funds and ...
- Friday, October 30. 2020
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Posted by The Novaworks Team
in Investment Management, SEC, SEC Filing Help
- SEC, CFTC Approve Final Rule on Security Futures Margin and Request Comments ...
- Tuesday, October 27. 2020
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Posted by The Novaworks Team
in SEC
- XBRL US to Present October 28 Webinar: Standards for Regulators – Defining ...
- Friday, October 23. 2020
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Posted by The Novaworks Team
in Events, FERC, FERC Filing Help, Filing Technology, XBRL
- SEC to Host Virtual Panel with Women Entrepreneurs of Color on October 28th
- Thursday, October 22. 2020
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Posted by The Novaworks Team
in Events, SEC
- SEC Revises Auditor Independence Rules
- Thursday, October 22. 2020
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Posted by The Novaworks Team
in SEC
- SEC Releases Agenda for October 26 Virtual Roundtable on Regulation Best ...
- Wednesday, October 21. 2020
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Posted by The Novaworks Team
in Events, SEC
- FERC Proposes Policy Statement on State-Determined Carbon Pricing in ...
- Tuesday, October 20. 2020
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Posted by The Novaworks Team
in FERC
- New Release (5.5b) for the GoFiler Family of Products
- Monday, October 19. 2020
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Posted by The Novaworks Team
in EDGAR News, GoFiler Updates, Novaworks News, XBRL
- SEC and CFTC to Host a Virtual Joint Open Meeting on October 22
- Friday, October 16. 2020
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Posted by The Novaworks Team
in Events, SEC
- FERC Staff Publishes Report on Lessons Learned from CIP Reliability Audits
- Thursday, October 15. 2020
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Posted by The Novaworks Team
in FERC
- SEC Releases Statement about Inappropriate XBRL Custom Members for ...
- Wednesday, October 14. 2020
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Posted by The Novaworks Team
in GoFiler Updates, Novaworks News, SEC, US GAAP Taxonomy, XBRL
- SEC Proposes Conditional Exemptive Order for Finders Aiding Small Businesses ...
- Tuesday, October 13. 2020
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Posted by The Novaworks Team
in SEC
- SEC Makes Changes to Regulatory Framework for Fund of Funds Arrangements
- Monday, October 12. 2020
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Posted by The Novaworks Team
in SEC
- SEC to Host Virtual National Compliance Outreach Seminar for Investment ...
- Monday, October 12. 2020
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Posted by The Novaworks Team
in Events, Investment Management, SEC
- SEC Closed October 12th for Columbus Day
- Monday, October 12. 2020
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Posted by The Novaworks Team
in EDGAR News, Novaworks News, SEC
- SEC Releases Report on Credit Market Interconnectedness and the Effects of ...
- Thursday, October 08. 2020
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Posted by The Novaworks Team
in SEC
- SEC Adds Clarity, Efficiency, and Transparency to Its Whistleblower Award ...
- Thursday, October 08. 2020
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Posted by The Novaworks Team
in SEC
- FERC Releases Commission Open Meeting Schedule for 2021
- Tuesday, October 06. 2020
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Posted by The Novaworks Team
in FERC
- SEC Proposes to Extend Regulations ATS and SCI to Treasuries and Other ...
- Tuesday, October 06. 2020
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Posted by The Novaworks Team
in EDGAR News, SEC, SEC Filing Help
- SEC to Host October 26 Virtual Roundtable on Regulation Best Interest and ...
- Friday, October 02. 2020
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Posted by The Novaworks Team
in Events, SEC
- Notice Regarding the Fee Rate Table
- Thursday, October 01. 2020
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Posted by The Novaworks Team
in EDGAR News, Novaworks News