Wednesday, December 30. 2020

New Year’s Hours

The SEC will be closed Friday, January 1 in observance of New Year’s Day. The EDGAR System will not receive, process, or accept filings on this day. Filings with a due date of January 1 will be due the following business day, which is Monday, January 4.

Continue reading "New Year’s Hours" »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News, SEC at 18:02

SEC Releases Statement on the Custody of Digital Asset Securities by Certain Broker-Dealers

The SEC released a statement and request for comment on December 23, 2020 that concerns the custody of digital asset securities by broker-dealers. This action was undertaken in order to encourage innovation around applying Securities Exchange Act Rule 15c3-3 to digital asset securities. Continue reading "SEC Releases Statement on the Custody of..." »
Posted by
The Novaworks Team
in SEC at 10:51
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