Monday, June 14. 2021

SEC Revises List of Entities Soliciting Investors with Inaccurate Information

On June 9, 2021, the SEC announced that it has revised its list of unregistered entities that use inaccurate data to solicit mainly non-US investors, adding 55 soliciting entities, five bogus regulators, and four impersonators of real firms. Continue reading "SEC Revises List of Entities Soliciting..." »
Posted by
The Novaworks Team
in Investor Education, SEC at 09:42
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