Friday, June 17. 2022

SEC Introduces Game Show-Themed Public Service Campaign

The SEC’s Office of Investor Education and Advocacy has announced the launch of a game show-themed public service campaign entitled “Investomania” that is designed to help investors make informed investment decisions and protect themselves from fraud. Drawing on the idea that investing may sometimes seem like playing a game, the campaign reaffirms the need for investors to take proper precautions when making investment decisions. Continue reading "SEC Introduces Game Show-Themed Public Service..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 10:27

Monday, June 06. 2022

SEC Proposes Rule Updates to Prohibit Misleading or Deceptive Fund Names

On May 25th, the SEC announced that it is proposing amendments to Rule 35d-1 under the Investment Company Act of 1940, the Investment Company Names Rule of 2001 (Names Rule). For a business development company (BDC) or a registered investment company, the name of its firm is an important marketing tool for the fund, and it conveys to investors useful information about the fund. Continue reading "SEC Proposes Rule Updates to Prohibit..." »
Posted by
LeAnn Dey
in Investor Education, SEC, SEC Filing Help, XBRL at 09:30

Friday, June 03. 2022

SEC to Hold Investor Advisory Committee Meeting

The SEC has announced a virtual Investor Advisory Committee meeting that will take place on Thursday, June 9, 2022, at 10:00 a.m. ET. The public may attend this free event, which will be presented live via webcast at sec.gov. {expires: 2022-06-10} Continue reading "SEC to Hold Investor Advisory Committee Meeting" »
Posted by
LeAnn Dey
in Events, Investor Education, SEC at 16:45
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