Friday, May 19. 2023

SEC Staff to Host Webinar: Protecting Older Americans From Financial Fraud

The SEC's Boston Regional Office, in conjunction with the FBI and the Consumer Financial Protection Bureau, will hold a meeting to discuss current scams and how older Americans may be better protected from fraud. This virtual event is free for the public to join and takes place on Monday, June 5th at 2:00 p.m. Attendees may submit questions for event speakers in advance via email to Boston@sec.gov. {expires: 2023-06-05} Continue reading "SEC Staff to Host Webinar: Protecting Older..." »
Posted by
LeAnn Dey
in Events, Investor Education, SEC at 14:03

SEC Announces Rule Proposal and New Rule to Enhance Risk Management and Resilience of Covered Clearing Agencies

On May 17, the SEC announced proposed rule amendments that would strengthen the resilience as well as the recovery and wind-down plans (RWPs) of covered clearing agencies (CCAs) under the Securities Exchange Act of 1934. The revisions would update both the current rules concerning intraday margin and the use of substantive inputs to a CCA’s risk-based margin system. The proposed rules are now open for public comment. Continue reading "SEC Announces Rule Proposal and New Rule to..." »
Posted by
LeAnn Dey
in SEC at 13:30
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