Monday, September 18. 2023

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 21, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. It will cover committee matters, including topics pertaining to Regulation D and swing pricing. {expires: 2023-09-22} Continue reading "SEC Staff to Hold Investor Advisory Committee..." »
Posted by
LeAnn Dey
in Events, SEC at 12:51

Friday, September 15. 2023

FERC to Hold Its Monthly Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, September 21, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend.{expires: 2023-09-22} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 10:39

Thursday, September 14. 2023

SEC’s EDGAR Business Office to Present Demo on EDGAR Next Beta

The SEC’s EDGAR Business Office will host a webinar that will include an overview of the EDGAR Next proposing Beta and a presentation of the functionality contained in the potential technical updates to EDGAR. The webinar will take place on Tuesday, September 19, 2023, from 12:00 p.m. to 1:00 p.m. ET. The webinar is free and open for the public to attend. {expires: 2023-09-20} Continue reading "SEC’s EDGAR Business Office to Present Demo on..." »
Posted by
LeAnn Dey
in EDGAR News, Events, SEC, SEC Filing Help at 17:41

SEC’s Division of Investment Management to Hold Open Meeting

The SEC’s Division of Investment Management will hold an open meeting via webcast on sec.gov that will take place on Wednesday, September 20, 2023, at 10:00 a.m. ET. The meeting is free, open for the public to attend, and will address issues relating to misleading investment disclosures, among other topics. {expires: 2023-09-21} Continue reading "SEC’s Division of Investment Management to Hold..." »
Posted by
LeAnn Dey
in Events, Investment Management, Investor Education, SEC at 12:51

Wednesday, September 13. 2023

SEC’s Small Business Capital Formation Advisory Committee to Hold Open Meeting

The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Tuesday, September 19, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-09-20} Continue reading "SEC’s Small Business Capital Formation Advisory..." »
Posted by
LeAnn Dey
in Events, SEC at 07:17

Friday, September 01. 2023

SEC’s Division of Trading and Markets to Hold Open Meeting

The SEC’s Division of Trading and Markets staff will hold an open meeting via webcast on sec.gov on Wednesday, September 6, 2023, at 10:00 a.m. ET concerning the CAT NMS Plan. The meeting is free and open for the public to attend. {expires: 2023-09-07} Continue reading "SEC’s Division of Trading and Markets to Hold..." »
Posted by
LeAnn Dey
in Events, SEC at 11:00
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