EDGAR News - Entries from October 2023

Monday, October 23. 2023

SEC Announces Rule Proposal to Address Volume-Based Exchange Transaction Pricing for NMS Stocks

On October 18th, the SEC announced that it is proposing new Rule 6b-1 under the Securities Exchange Act of 1934 that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (agency-related) orders in certain stocks. Continue reading "SEC Announces Rule Proposal to Address..." »

Posted by

LeAnn Dey

in EDGAR News, SEC, XBRL at 09:56

Tuesday, October 17. 2023

SEC Issues Draft 2023 Fund (FND) Taxonomy

The SEC has adopted amendments to its Names Rule that addresses certain broad categories of investment company names that may mislead investors about an investment company’s investments and risks. Accordingly, the SEC has released a draft of the new Fund (FND) XBRL taxonomy. Continue reading "SEC Issues Draft 2023 Fund (FND) Taxonomy" »

Posted by

LeAnn Dey

in EDGAR News, SEC, XBRL at 08:15

Friday, October 06. 2023

SEC and FERC Closed October 9th

The SEC will be closed Monday, October 9th in observance of Columbus Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of October 9th will be due the following business day. The FERC will also be closed in observation of Columbus Day. eForms will accept filings submitted on October 9th. Continue reading "SEC and FERC Closed October 9th" »

Posted by

LeAnn Dey

in EDGAR News, eForms News, FERC, SEC at 14:00

Tuesday, October 03. 2023

SEC Updates Filing Fee Beta Opening Date

The SEC has announced that the EDGAR Filing Fee Beta will open on Wednesday, October 4, 2023, instead of Monday, October 2, 2023 as previously scheduled. Continue reading "SEC Updates Filing Fee Beta Opening Date" »

Posted by

LeAnn Dey

in EDGAR News, Filing Technology, SEC at 10:58

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