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Thursday, March 14. 2024

SEC Adopts Amendments to Increase Transparency Requirements for Order Execution Information

On March 6th, the SEC voted to adopt amendments to the disclosure requirements of Rule 605 of Regulation NMS for executions in national market system stocks (NMS stocks), which are stocks listed on a national securities exchange. Adopted in 2000, Rule 605 is intended to help the public compare and evaluate execution quality at different market centers. The SEC proposed the amendments in December 2022. Continue reading "SEC Adopts Amendments to Increase Transparency..." »
Posted by
LeAnn Dey
in SEC at 11:19
(Page 1 of 1, totaling 1 entries)

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