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Monday, May 20. 2024

SEC Staff Releases Latest Investment Adviser Statistics Report

On May 15th, the SEC’s Division of Investment Management Analytics Office issued a new report of Investment Adviser Statistics, which is based on compiled data filed by investment advisers on Form ADV, the form used by investment advisers to register with both the SEC and state securities authorities. The publication, which shows trends over time, will be updated annually. It is designed to provide the public with insight into the investment advisory industry as well as areas such as client composition, business activities, and the types of funds advised. Continue reading "SEC Staff Releases Latest Investment Adviser..." »
Posted by
LeAnn Dey
in Investment Management, SEC at 16:26
(Page 1 of 1, totaling 1 entries)

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