Friday, November 14. 2025

SEC Updates Guidance Regarding Government Shutdown

On November 13th, the SEC’s Division of Corporation Finance published a set of anticipated questions and answers for issuers following the recent government shutdown. During the shutdown, issuers filed over 900 registration statements; the Division currently is working to clear the backlog of filings. The Division’s guidance is intended to provide transparency and address many of the questions that issuers may have concerning pending filings with the SEC. Continue reading "SEC Updates Guidance Regarding Government Shutdown" »
Posted by
LeAnn Dey
in Corporation Finance, SEC, SEC Filing Help at 09:45

Monday, November 10. 2025

Veterans Day

The SEC will be closed Tuesday, November 11th, in observance of Veterans Day. The EDGAR System will not receive, process, or accept filings on this day. Filings with a due date of November 11th will be due the following business day. The FERC will also be closed in observation of Veterans Day. eForms will accept filings submitted on November 11th. Continue reading "Veterans Day" »
Posted by
LeAnn Dey
in EDGAR News, eForms News, FERC, Novaworks News, SEC at 09:30

Wednesday, November 05. 2025

SEC Issues Exemptive Order for Compliance Rules Under Regulation NMS

On October 31st, the SEC issued an order granting temporary exemptive relief from certain compliance dates for Rules 600(b)(89)(i)(F), 610, and 612, all adopted under Regulation National Market System (Regulation NMS). Due to recent events, the SEC deemed exemptive relief from the November 3, 2025, compliance date necessary in order to facilitate orderly market functions. Continue reading "SEC Issues Exemptive Order for Compliance Rules..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 10:30
(Page 1 of 1, totaling 3 entries)

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