Friday, April 10. 2026

SEC Releases Enforcement Results for Fiscal Year 2025

On April 7th, the SEC’s Division of Enforcement announced that in fiscal year 2025, it saw a number of significant enforcement actions that furthered its attempt both to protect investors and promote market integrity. Continue reading "SEC Releases Enforcement Results for Fiscal..." »
Posted by
LeAnn Dey
in SEC at 15:45

Tuesday, April 07. 2026

FASB to Discuss 2026 GAAP and SEC Reporting Taxonomy Improvements,SEC Update

The Financial Accounting Standards Board (FASB) will host a webinar to discuss 2026 GAAP and SEC reporting taxonomy improvements and an SEC data quality update. The event will take place on Tuesday, April 14, 2026, beginning at 1:00 p.m. Eastern. Continue reading "FASB to Discuss 2026 GAAP and SEC Reporting..." »
Posted by
LeAnn Dey
in Accounting, Data Quality Committee, FASB News, SEC, US GAAP Taxonomy, XBRL at 11:00

Monday, April 06. 2026

SEC Provides FAQs Related to Rule 605 of Regulation NMS

On April 1st, the staff of the SEC’s Division of Trading and Markets published a list of answers to frequently asked questions (FAQs) concerning Rule 605 of Regulation NMS. For further details on Rule 605, please see the 2024 Rule 605 Disclosure of Order Execution Information amendments adopting release on the SEC’s site. Continue reading "SEC Provides FAQs Related to Rule 605 of..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 13:30

Thursday, April 02. 2026

SEC Adopts Cost‑Saving Measures for Consolidated Audit Trail

On March 27th, the SEC approved an amendment to the National Market System (NMS) Plan for the Consolidated Audit Trail (CAT), along with exemptive relief from certain Rule 17a‑1 requirements. These modifications are meant to further the SEC’s aim to streamline CAT operations and reduce financial burdens on the industry while maintaining key regulatory functions. Continue reading "SEC Adopts Cost‑Saving Measures for..." »
Posted by
LeAnn Dey
in SEC at 15:30
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