N-PORT

This release implements changes to the filing requirements for N-PORT forms. NPORT-P must now be filed 60 calendar days following the month indicated in the period date of the submission. NPORT-NP must not be filed within and up to 60 calendar days after the end of a fund’s fiscal quarter. The first six months of NPORT-P and NPORT-P/A filings are still non-public.

The following changes were made per Commission Release 33-10607:

• Filers must indicate that NPORT-P and NPORT-P/A submissions are non-confidential, and that NPORT-NP and NPORT-NP/A submissions are confidential.
• Filers can submit NPORT-EX as an attachment for submission form types NPORT-P and NPORT-P/A with a period date after August 31, 2019. NPORT-EX and NPORT-EX/A filings with period dates after August 31, 2019 will be suspended.
• The Dissemination Rule for submission form types NPORT-P and NPORT-P/A has been updated to immediately disseminate the filings including attachments if those filings pass EDGAR validations and have a period date after August 31, 2019.

ATS-N

The following form types have bene updated with revised error messages to information filers if invalid characters are included in free response questions:

• ATS-N
• ATS-N/MA
• ATS-N/UA
• ATS-N/CA
• ATS-N/OFA
• ATS-N-C
• ATS-N-W

Version 4.26b (released on Friday, March 29) of the GoFiler family addresses these changes to EDGAR. If you need to update your version of GoFiler, use the Check for Updates function within your software. For a full list of improvements that were made for Version 4.26b, please refer to the software release notes.

Sources:

EDGAR Filing Website (edgarfiling.sec.gov)