On December 18th, the SEC adopted final rules to require companies to disclose hedging practices or policies in any proxy statement or information statement relating to the election of directors. These disclosures involve any practices or policies regarding the ability of employees or directors to engage in certain hedging transactions with respect to company equity securities. The rules implement Section 14(j) of the Securities Exchange Act of 1934, which was enacted by Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Continue reading "SEC Adopts Final Rules for Disclosure of..." »Wednesday, December 19. 2018
SEC Adopts Final Rules for Disclosure of Hedging Policies
Monday, December 17. 2018
New Release (4.25a) for the GoFiler Family of Products
SEC Releases EDGAR 18.4 - Phase 1
Monday, December 10. 2018
SEC Adopts FAIR Act Rules Promoting Research Reports on Investment Funds
Thursday, December 06. 2018
SEC Releases List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Tuesday, December 04. 2018
EDGAR Closed Wednesday, December 5
Monday, December 03. 2018
SEC Trend Analysis for 2018: IFRS Custom Tag Rates
Wednesday, November 28. 2018
Brokers Must Provide Increased Information to Investors on Order Handling
Wednesday, November 21. 2018
Thanksgiving Hours
Monday, November 19. 2018
New Release (4.24b) for the GoFiler Family of Products
Thursday, November 15. 2018
SEC Releases Report On Investor Testing
Friday, November 09. 2018
SEC Enforcement Division Issues Report on FY 2018 Results
Thursday, November 08. 2018
SEC Issues Statement on Business Conduct Standards for Security-Based Swap Transactions
Wednesday, November 07. 2018
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
Monday, November 05. 2018
SEC Modernizes Property Disclosures Required for Mining Registrants
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