The SEC's Divisions of Examinations, Investment Management, and Trading and Markets will hold a series of three compliance outreach events to discuss the 2024 adoption of amendments to Regulation S-P. The events will be geared toward each registrant type and scheduled according to compliance deadlines published in the Regulation S-P rule amendments. The first webcast will take place on Thursday, September 25, 2025, at 1:00 p.m. ET. The event is open for the public to attend via webcast on the SEC's website. Though not required for this event, prior registration is preferred. Continue reading " SEC Announces Series of Compliance Outreaches..." »

The SEC has released EDGAR 25.2.2, which incorporates requirements for EDGAR Next, the SEC's security, access, and account management improvements made to the EDGAR system. Enrollment in and compliance with EDGAR Next is now necessary to file on the EDGAR system. To be in compliance, filing entities must be enrolled in EDGAR Next by December 19, 2025, or have had their Form ID application for EDGAR access granted on or after March 24, 2025. Continue reading "EDGAR 25.2.2 Released" »

The SEC's Division of Trading and Markets will present a roundtable to discuss trade-through prohibitions in the National Market System stock and listed options markets. The meeting is free and open for the public to attend via livestream on sec.gov. A recording of the discussion will be available following the event. The event takes place on Thursday, September 18, 2025, beginning at 9:15 a.m. ET. Continue reading " SEC Staff to Host Roundtable on Trade-Through..." »

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on the FERC website on Thursday, September 18, 2025, beginning at 10:00 a.m. ET. The meeting is open for the public to attend. The staff will be addressing topics and matters related to the following categories: administrative, electric, and hydro. Continue reading " FERC to Hold Open Commission Meeting" »

The SEC's Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 18, 2025, beginning at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. Continue reading " SEC Staff to Hold Investor Advisory Committee..." »

On September 8th, the SEC announced that it is amending rules to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the SEC under the Securities Exchange Act of 1934 and the rules and regulations under the Exchange Act. Continue reading "SEC Amends Rules Regarding Electronic..." »

On September 5th, the SEC announced the establishment of the Cross-Border Task Force that aims to further the Division of Enforcement's endeavors to detect and combat cross-border fraud harming U.S. investors. The Division will direct its efforts toward companies, intermediaries, exploitative traders that try to use international borders to hinder and avoid U.S. investor protections. Continue reading "SEC Launches New Cross-Border Task Force to..." »

The SEC’s Division of Corporation Finance periodically makes informal staff interpretations available to the public via the Financial Reporting Manual (FRM). Continue reading "SEC Updates Financial Reporting Manual" »

Version 6.2a of GoFiler will be released later today to facilitate the transition to EDGAR Next. This release contains all of the necessary functionality to submit filings to EDGAR Next and will automatically switch to EDGAR Next mode tonight at 10:01pm Eastern. Continue reading "GoFiler 6.2a Will Be Available for Download..." »

The SEC’s Divisions of Investment Management and Corporation Finance will hold an open meeting via webcast on sec.gov that will take place on Wednesday, September 17, 2025, at 10:00 a.m. ET. The meeting is open for the public to attend. Continue reading " SEC Staff to Hold Open Meeting" »

On September 15, 2025, enrollment in EDGAR Next becomes required in order to continue filing to the EDGAR system. Currently users can enroll their CIKs in EDGAR Next with only their current EDGAR information. Open enrollment in EDGAR Next ends on December 19, 2025. Continue reading "EDGAR Next Reminders" »

The SEC will be closed Monday, September 1st in observance of Labor Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of September 1st will be due the following business day. The FERC will also be closed in observation of Labor Day. eForms will accept filings submitted on September 1st. {expires: 2025-09-02} Continue reading "Labor Day" »