Wednesday, April 22. 2020

EDGAR Filing Window Extension on April 29, 2020 for Registered Investment Companies and Business Development Companies

The SEC has announced that the Division of Investment Management is extending the EDGAR filing window on April 29, 2020 from 5:30 pm to 10:00 pm EDT. This extension applies to registered investment companies and business development companies. The extension is intended to help ameliorate the potential filing delays due to the ongoing impacts of the COVID-19 pandemic. Continue reading "EDGAR Filing Window Extension on April 29, 2020..." »
Posted by
The Novaworks Team
in EDGAR News, Investment Management, SEC, SEC Filing Help at 16:23

SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19

On April 20th, the SEC voted to issue two exemptive orders in order to move Consolidated Audit Trail (CAT) implementation forward. These orders (1) establish a phased CAT reporting timeline for broker-dealers, and (2) permit the introduction of brokers that meet certain requirements to follow the small broker-dealer reporting timeline.
Continue reading "SEC Provides for Phased CAT Broker-Dealer..." »
Posted by
The Novaworks Team
in SEC at 15:18

What's New in UGT 2020

With the release of EDGAR 20.1.1, the Securities and Exchange Commission updated EDGAR to accept the US GAAP 2020 taxonomy among other new taxonomies. Even though previous taxonomies are still accepted by EDGAR, it’s always a good practice to transition your SEC filings as soon as possible after the SEC accepts the new taxonomy year.
Continue reading "What's New in UGT 2020" »
Posted by
The Novaworks Team
in EDGAR News, Filing Technology, SEC Filing Help, US GAAP Taxonomy at 11:41
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