Friday, February 17. 2023

Novaworks Corporate Website Planned Maintenance

The Novaworks Corporate Website will be unavailable for approximately two hours on February 17th starting at 4:15 p.m. ET for planned maintenance. {expires: 2023-02-18} Continue reading "Novaworks Corporate Website Planned Maintenance" »
Posted by
The Novaworks Team
in Novaworks News at 15:21

SEC Announces Rule Proposal to Update Privacy Act Rule

On February 14th, the SEC proposed a rule that would modify its regulations under the Privacy Act of 1974, the primary law that regulates how personal information is handled within the federal government. The existing rules include procedures for making Privacy Act requests, such as requests for the accessing and amending of records related to the individual making the request. The proposed rule is intended to clarify, modernize and enhance the language of a number of procedural provisions. Continue reading "SEC Announces Rule Proposal to Update Privacy..." »
Posted by
LeAnn Dey
in SEC at 07:00

Thursday, February 16. 2023

Novaworks to Host Free Webinar on Pay Versus Performance and Executive Compensation Disclosures

Novaworks will host a virtual seminar to help filers adjust to the changes associated with the SEC’s adoption of final rules regarding Pay Versus Performance, the Executive Compensation Disclosure, and the disclosure of the recovery of erroneously awarded compensation (clawbacks). This webinar is specifically designed for filers who would like to have certainty and ease of mind when complying with the SEC’s XBRL submission requirements. The free event will be held Wednesday, February 22, 2023, at 2:00 p.m. ET. {expires: 2023-02-23} Continue reading "Novaworks to Host Free Webinar on Pay Versus..." »
Posted by
LeAnn Dey
in Events, Novaworks News, SEC, XBRL at 07:51

Tuesday, February 14. 2023

FERC to Hold its Monthly Open Commission Meeting

The FERC’s staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, February 16, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-02-17} Continue reading "FERC to Hold its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 08:21

Friday, February 10. 2023

XBRLworks Scheduled Maintenance

XBRLworks will be unavailable during scheduled maintenance today, February 10th, from 3:00 p.m. to 6:00 p.m. ET. During this time, the application will be updated to version 1.3a. {expires: 2023-02-11} Continue reading "XBRLworks Scheduled Maintenance" »
Posted by
The Novaworks Team
in FERC, XBRLworks Updates at 14:36

SEC’s Division of Examinations Releases 2023 Priorities

On February 7th, SEC’s Division of Examinations issued its 2023 examination priorities, the publication that  details the Division’s risk-based approach, including the areas it believes may present possible risks to the integrity of the US capital markets and investors. When compiling the examination priorities, the Division is guided by its objectives to promote and improve compliance, prevent fraud, monitor risks, and inform policy. Continue reading "SEC’s Division of Examinations Releases 2023..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 13:29

SEC’s Division of Investment Management and Division of Trading and Markets to Hold Open Meeting

SEC staff in the Division of Investment Management and the Division of Trading and Markets will hold an open meeting via webcast on sec.gov to address the topics of Shortening the Settlement Cycle and Safeguarding Advisory Client Assets. The meeting will take place on Wednesday, February 15, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-02-16} Continue reading "SEC’s Division of Investment Management and..." »
Posted by
LeAnn Dey
in Events, Investor Education, SEC at 08:36

Wednesday, February 08. 2023

GASB Introduces Proposed Guidance to Facilitate Application of Subscription-based Information Technology Arrangements

On February 6th, the Governmental Accounting Standards Board (GASB) released proposed implementation guidance that would expound on existing guidance related to subscription-based information technology arrangements (SBITAs). The Exposure Draft, Additional Proposal for Implementation Guidance Update—2023, focuses on whether the definition of a cloud computing arrangement is comparable to that of an SBITA, as defined in GASB Statement No. 96, Subscription-Based Information Technology Arrangements. Continue reading "GASB Introduces Proposed Guidance to Facilitate..." »
Posted by
LeAnn Dey
in Accounting, GASB News, Investor Education at 09:04

FERC, NARUC Joint Federal-State Task Force on Electric Transmission to Discuss Physical Security of the Transmission System

The Joint Federal-State Task Force on Electric Transmission will convene a meeting on Wednesday, February 15th from 1:30 p.m. to 4:00 p.m. ET. The Task Force meetings are free for the public to attend via webcast, and registration is not required. Interested parties may submit comments related to the proceedings by following the instructions on the FERC website. {expires: 2023-02-16} Continue reading "FERC, NARUC Joint Federal-State Task Force on..." »
Posted by
LeAnn Dey
in Events, FERC at 07:20

Monday, February 06. 2023

SEC Issues Reminder of Upcoming Form 144 Electronic Filing Compliance Deadline

The SEC has reminded affected filers about the April 13, 2023 compliance deadline for transitioning from paper filing to electronic filing for Form 144. In accordance with the SEC’s June 2022 adopted amendments concerning EDGAR filing requirements, certain Form 144 filings must be made on the SEC’s EDGAR system, for which filers must ensure that they have an account. The electronic filing requirement applies to all Form 144 filings except for related to securities of issuers that do not file 1934 Act reports with the SEC on EDGAR. Continue reading "SEC Issues Reminder of Upcoming Form 144..." »
Posted by
LeAnn Dey
in Novaworks News, SEC, SEC Filing Help at 17:02

SEC’s Small Business Advisory Committee to Discuss Capital Raising in 2023

The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on Tuesday, February 7, 2023, from 10:00 a.m. to 3:30 p.m. ET. The Committee will address matters related to facilitating start-up creation and growth by discussing what makes entrepreneurial communities work effectively. Members of the public may join the live meeting via webcast on sec.gov. {expires: 2023-02-08} Continue reading "SEC’s Small Business Advisory Committee to..." »
Posted by
LeAnn Dey
in Events, SEC at 07:10

Thursday, February 02. 2023

Novaworks Corporate Website Planned Maintenance

The Novaworks Corporate Website will be unavailable for approximately one hour on February 3rd starting at 1:00 a.m. ET for planned maintenance. {expires: 2023-02-04} Continue reading "Novaworks Corporate Website Planned Maintenance" »
Posted by
The Novaworks Team
in Novaworks News at 15:57

Wednesday, February 01. 2023

SEC’s Division of Corporation Finance Updates Financial Reporting Manual and Exchange Act Rules, Forms

On January 31st, the SEC announced that it has updated sections of its Division of Corporation Finance Financial Reporting Manual, as well as the Exchange Act Rules and Exchange Act Forms. Continue reading "SEC’s Division of Corporation Finance Updates..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 11:00

Tuesday, January 31. 2023

SEC Proposes Revisions to Ethics Rules Regulating Securities Trading by Employees, Solicits Feedback

On January 30th, the SEC, in conjunction with the Office of Government Ethics, proposed amendments to the SEC’s ethics rules to enhance, revise and improve the overall efficacy of the agency’s ethics compliance program. More specifically, the proposed amendments would add new requirements and prohibitions to the existing program, which includes particularly strict ethics requirements within the executive branch for all SEC employees and their immediate families. Continue reading "SEC Proposes Revisions to Ethics Rules..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 07:00

Friday, January 27. 2023

SEC Revises and Re-proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations

On January 25th, the SEC announced that it is updating and re-proposing rules initially proposed in 2011 that would prohibit conflicts of interest in certain securitization transactions, as required by Congress. The Dodd-Frank Wall Street Reform and Consumer Protection Act added new Section 27B to the Securities Act to reintroduce and clarify the original proposed rules and to require the SEC to issue rules to implement the prohibition and related exceptions. Continue reading "SEC Revises and Re-proposes Rule to Prohibit..." »
Posted by
LeAnn Dey
in SEC at 14:20
« previous page   (Page 23 of 95, totaling 1415 entries) next page »