Friday, September 02. 2022

Labor Day

The SEC will be closed Monday, September 5th in observance of Labor Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of September 5 will be due the following business day. The FERC will also be closed in observation of Labor Day. eForms will accept filings submitted on September 5th. {expires: 2022-09-06} Continue reading "Labor Day" »
Posted by
The Novaworks Team
in FERC, Novaworks News, SEC at 12:39

SEC Modifies Whistleblower Rules to Encourage Whistleblower Tips

On August 26th, the SEC adopted two amendments to Exchange Act Rules 21F-3 and 21F-6. These rules regulate the SEC’s whistleblower program, which was established in 2010. The first rule change expands the circumstances in which the SEC is allowed to pay whistleblowers for their information and assistance in connection with non-SEC actions in additional circumstances. The second rule affirms the SEC’s authority to consider the factors as well as the dollar amount of a potential award to increase an award but not to lower an award. Continue reading "SEC Modifies Whistleblower Rules to Encourage..." »
Posted by
LeAnn Dey
in SEC at 10:29
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