Friday, September 23. 2022

SEC Staff Releases Research Study on Fund Performance Benchmarks

On September 19th, the SEC announced that researchers from its Office of the Investor Advocate (OIAD) published an independent research study that explores the effects of mutual fund performance benchmarks. This OIAD study analyzed market data and the findings of a large behavioral experiment to better understand how investors respond to benchmark presentation during the decision-making process and how funds use and display benchmark information. Continue reading "SEC Staff Releases Research Study on Fund..." »
Posted by
LeAnn Dey
in SEC at 16:13

SEC Division of Corporation Finance Announces New Offices Dedicated to Crypto Assets and Industrial Applications and Services

The SEC has announced that the Division of Corporation Finance’s Disclosure Review Program (DRP) will be supplemented with an Office of Crypto Assets and an Office of Industrial Applications and Services later this fall. The new offices will connect with the seven existing offices that provide focused review of issuer filings. Continue reading "SEC Division of Corporation Finance Announces..." »
Posted by
LeAnn Dey
in SEC at 15:41
(Page 1 of 1, totaling 2 entries)