Monday, October 31. 2022

SEC Modernizes Fund Shareholder Reports to Promote Transparent Fee- and Expense-Related Information in Fund Advertisements

On October 26th, the SEC adopted amendments that will require mutual funds and exchange-traded funds registered on Form N-1A to transmit concise and visually engaging shareholder reports in a structured data format. In addition, these changes will promote transparent and balanced information concerning the fees and expenses related to investing in investment company advertisements. Continue reading "SEC Modernizes Fund Shareholder Reports to..." »
Posted by
The Novaworks Team
in EDGAR News, SEC, XBRL at 17:12

Monday, October 24. 2022

New Release (5.16b) for the GoFiler Family of Products

Version 5.16b of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 22.3.1 and contains changes for the modernized Form 144. Additionally, new features have been added to XDX to create and edit extensible lists. Other corrections and improvements were made to XDX, Section 16, Form 13F, Form 13H, and Form 24F-2NT.

Continue reading "New Release (5.16b) for the GoFiler Family of..." »
Posted by
The Novaworks Team
in GoFiler Updates, Novaworks News at 18:06

Tuesday, October 18. 2022

SEC Announces Form 144 Electronic Filing Compliance Date in April 2023

The SEC announced on October 18th that the compliance date for the submission of Form 144 to the EDGAR system in an electronic data format will be April 13, 2023. Continue reading "SEC Announces Form 144 Electronic Filing..." »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News at 18:02

Thursday, October 13. 2022

SEC Modernizes How Broker-Dealers Maintain Electronic Records and Enhances the Electronic Recordkeeping Requirements for Security-Based Swap Entities

On October 12th, the SEC adopted amendments to the electronic recordkeeping and third-party recordkeeping service requirements applicable to broker-dealers, security-based swap dealers (SBSDs), and major security-based swap participants (MSBSPs). With the many technological changes over the last two decades, these changes are intended to modernize recordkeeping requirements and to make the rule adaptable to these new technologies in electronic recordkeeping. Continue reading "SEC Modernizes How Broker-Dealers Maintain..." »
Posted by
The Novaworks Team
in SEC at 17:29

Monday, October 10. 2022

SEC’s Small Business Advisory Committee to Discuss Entrepreneurship Hubs and the IPO Market

The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on Thursday, October 13 at 10:00 a.m. ET to discuss entrepreneurship hubs and recent trends in taking a company public. Members of the public can watch the live meeting via webcast on sec.gov. {expires: 2022-10-14} Continue reading "SEC’s Small Business Advisory Committee to..." »
Posted by
The Novaworks Team
in Events, SEC at 20:23

Friday, October 07. 2022

Columbus Day

The SEC will be closed Monday, October 10th in observance of Columbus Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of October 10 will be due the following business day. The FERC will also be closed in observation of Columbus Day. eForms will accept filings submitted on October 10th. {expires: 2022-10-11} Continue reading "Columbus Day" »
Posted by
The Novaworks Team
in FERC, Novaworks News, SEC at 12:03

Thursday, October 06. 2022

FASB Releases Proposed Technical and Other Improvements for 2023 GAAP Taxonomy

On October 5th, the FASB issued for a request for comment on proposed technical and other conforming improvements for the 2023 GAAP Financial Reporting Taxonomy. The comment period ends on November 3, 2022. Continue reading "FASB Releases Proposed Technical and Other..." »
Posted by
The Novaworks Team
in FASB News, SEC, US GAAP Taxonomy at 10:18

SEC Focuses on Financial Planning and Resilience During World Investor Week 2022

The SEC announced on October 3rd that it will focus on long-term planning and investor resilience during World Investor Week (WIW) 2022. WIW, which is a global effort promoted by the International Organization of Securities Commissions, unites regulators worldwide to increase awareness about the importance of investor education and protection. In its sixth year, WIW occurs October 3-9. Continue reading "SEC Focuses on Financial Planning and..." »
Posted by
The Novaworks Team
in Investor Education, SEC at 09:59
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