Friday, August 30. 2024

Labor Day

The SEC will be closed Monday, September 2nd in observance of Labor Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of September 2nd will be due the following business day. The FERC will also be closed in observation of Labor Day. eForms will accept filings submitted on September 2nd. {expires: 2024-09-03} Continue reading "Labor Day" »
Posted by
LeAnn Dey
in EDGAR News, eForms News, FERC, Novaworks News, SEC at 12:30

Wednesday, August 28. 2024

SEC Adopts Reporting Enhancements for Funds, Provides Guidance on Open-End Fund Liquidity Risk Management Programs

On August 28th, the SEC adopted rules to amend reporting requirements on Form N-PORT that would offer the SEC and investors with greater and more timely information about certain registered investment companies (funds). Form N-PORT reports provide the SEC and the public with important information about a fund’s portfolio holdings and related information to help evaluate a fund’s risks. These reports also promote efficacy in regulatory monitoring and oversight of the fund industry, which benefits fund investors. Continue reading "SEC Adopts Reporting Enhancements for Funds,..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 16:57

Monday, August 26. 2024

SEC Rule Modernizes Definition of Qualifying Venture Capital Funds

On August 21st, the SEC adopted a rule to update the dollar threshold for a fund to qualify as a “qualifying venture capital fund” for section 3(c)(1) of the Investment Company Act of 1940. Qualifying venture capital funds are not included in the Act’s definition of an “investment company.” Continue reading "SEC Rule Modernizes Definition of Qualifying..." »
Posted by
LeAnn Dey
in Investment Management, SEC at 16:30

Thursday, August 22. 2024

SEC’s Division of Investment Management to Hold Open Meeting

The SEC’s Division of Investment Management will hold an open meeting via webcast on sec.gov that will take place on Wednesday, August 28, 2024, at 10:00 a.m. ET. The meeting is open for the public to attend. {expires: 2024-08-29} Continue reading "SEC’s Division of Investment Management to Hold..." »
Posted by
LeAnn Dey
in Events, Investment Management, SEC at 11:33

Wednesday, August 21. 2024

SEC Releases Current Draft EDGAR Filer Manual

The SEC has released its draft of the EDGAR® Filer Manual, Volume II: “EDGAR Filing” (Version 71) to prepare issuers for potential updates to the EDGAR system scheduled to be introduced in EDGAR Release 24.3 on September 16, 2024. Continue reading "SEC Releases Current Draft EDGAR Filer Manual" »
Posted by
LeAnn Dey
in EDGAR News, SEC, XBRL at 17:36

Friday, August 16. 2024

SEC’s Office of the Chief Accountant to Hold Open Meeting

The SEC’s Office of the Chief Accountant has announced an open meeting on Tuesday, August 20, 2024, beginning at 10:00 a.m. The meeting is open for the public to attend and will be webcast on sec.gov. {expires: 2024-08-21} Continue reading "SEC’s Office of the Chief Accountant to Hold..." »
Posted by
LeAnn Dey
in SEC at 11:41

Wednesday, August 07. 2024

How to File Form N-PX

Managers and funds are now required to file Form N-PX in a structured data format called XML. This new format is machine-readable, which improves the ability of the public to analyze and consume the data being provided on the form. While the format will improve the quality of the data and the ability of consumers to access and use that information, it can be a challenge to prepare a filing that has been traditionally provided in HTML or text using a new data standard. Continue reading "How to File Form N-PX" »
Posted by
Administrator
in SEC Filing Help at 14:32

Tuesday, August 06. 2024

Fact Sheet Available for Proposed Joint Data Standards Under the Financial Data Transparency Act

On August 2nd, the SEC proposed joint data standards under the Financial Data Transparency Act of 2022 (FDTA) that would establish technical standards for data submitted to certain financial regulatory agencies, making financial data more accessible, uniform, and useful to the public. The joint data standards would make it easier for financial institutions to file reports across multiple agencies and help regulators carry out the SEC’s oversight functions with greater efficacy. Continue reading "Fact Sheet Available for Proposed Joint Data..." »
Posted by
LeAnn Dey
in FDTA, SEC, XBRL at 08:29
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